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 Concluding statement on 
whistle blowing investigation 
FOLLOWING a number of whistle blowing 
complaints made in 2015, the Trust undertook rigorous and detailed 
investigations into allegations against four members of senior management. They 
were the former Chief Executive, the former Director of HR and Communications, 
the former Chief Operating Officer and the Deputy Director of Performance. 
 
The investigation determined that the Deputy Director of Performance had no case 
to answer. Allegations against the remaining three individuals were taken to 
independent disciplinary panels for consideration.  
 
An independent disciplinary panel exonerated the Chief Operating Officer of the 
allegations against her. Given that the Deputy Director of Performance and the 
former Chief Operating Officer were exonerated, it would not be in the public 
interest to release the details of the unproven allegations against them.  
 
Following a disciplinary hearing and subsequent appeal, which was successful in 
part, it was found that the former Director of HR and Communications had 
committed misconduct and would have been dismissed had she not retired from her 
position before the disciplinary hearing. The findings of the independent panel 
were that she had: 
 
►  Failed to follow HR due process in relation to recruitment and disciplinary 
procedures on several occasions. 
 
►  Negligently failed to maintain a grip of a key national HR project leading to 
potential financial loss to the Trust. 
 
It was further found, by a separate independent disciplinary panel and appeal 
panel, that the former Chief Executive had committed gross misconduct. He was 
dismissed without notice. The nature of the findings against the former Chief 
Executive were that he had:- 
 
►  Negligently breached the Trust's governance arrangements on a number of 
occasions. 
 
►  Failed to comply with the Trust and the NHS's conduct requirements in his 
approach to whistle blowing complaints. 
 
►  Failed to meet required conduct standards in his behaviour towards colleagues. 
 
►  Breached his duty of confidentiality towards the Trust. 
 
As the Trust has previously confirmed, no aspect of the whistle blowing 
complaints, investigation or disciplinary processes related to issues of patient 
care or safety. The Trust can also confirm that neither the former Chief 
Executive nor the former Director of HR and Communications derived a personal 
benefit (financial or otherwise) from their actions.  
 
Richard Fraser, Trust Chair, said:- "Throughout this process, the Trust 
has aimed to ensure fairness to the individuals concerned while acknowledging a 
legitimate public interest in the timescale and costs involved. We believe by 
disclosing this new information today, we are meeting that public interest. The 
Trust does not consider that it would be in the public interest to provide any 
further information. No further comment will be made on this matter." 
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